Mysterious meetings, doctored docs, and a long bathroom break: … Allianz Allianz Allianz, SEC reach $12.3M agreement in settlement over charges … Allianz, a Germany-based international insurance and investment group with funds and investment trusts in the UK, has agreed to pay more than … Allianz made more than $5.3mn in profits as a result of the improper payments and agreed to pay more than $12.3mn to settle the SEC's … August 3, 2021 LOS ANGELES-- (BUSINESS WIRE)--Aug 3, 2021-- The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Allianz SE (“Allianz” or “the Company”) (OTC: ALIZY ) for violations of the securities laws. As part of an agreement with federal prosecutors in New York, Allianz Global Investors U.S. pleaded guilty to one count of securities … Allianz investigation (Bloomberg) -- A former portfolio manager for the Allianz SE unit that agreed to pay $5.8 billion over the implosion of its hedge funds in 2020 saw no escape from the questioning of the SEC’s lawyers. Read the full Wall Street Journal article here. Allianz SEC Allianz SE/ADR: 0001796335: GERMANY: ALLIANZ FINANZ A G: 0001069102: Allianz Finance CORP: 0001355454: DELAWARE: Virtus Strategy Trust Allianz Funds Multi-Strategy Trust: 0001423227: MASSACHUSETTS: ALLIANZ INVESTMENT CORP: 0000883794: Virtus Investment Trust ALLIANZ FUNDS: 0000867297: MASSACHUSETTS: Premier Multi-Series VIT ALLIANZ … The U.S. Department of Justice (DOJ) reveals the unsealing of an indictment charging Allianz Global Investors U.S. LLC, its chief investment officer Gregoire Tournant and two managers with conspiracy, securities fraud, investment adviser fraud, and obstruction of justice offenses in connection with a scheme to defraud investors. FRANKFURT, Sept 7 (Reuters) - German regulators have launched an investigation into the country's biggest financial company, Allianz (ALVG.DE), after the demise of some of its U.S. investment funds last year, people with direct knowledge of the matter told Reuters.